Compliance Training
Programmes built for your teams
- Customised, personalised training material
- Structured programme and schedule
- Case studies and real-life incidents
- Hybrid delivery
- Quizzes and knowledge checks
- Delivered by certified trainers
Compliance, End to End.
Expert support. Structured compliance.
5connected services
Start with one service and add others when you need them.
These services can be engaged individually or as an integrated combination, depending on where your compliance function currently stands and what outcome you need.
- Compliance FrameworkEstablishes the structure
- ReguCheckAutomates and operationalises it
- Compliance Audit / AssessmentProvides independent assurance over what is in place
- Updates & AlertsKeeps the framework current as law changes
- Managed ServicesProvides the ongoing execution capacity to run it day to day
Compliance Framework
Designing the structure a compliance function runs on.
We design and establish your organisation's foundational compliance architecture: the framework within which day-to-day compliance activity is identified, tracked, monitored and governed.
Best suited for
- Organisations building a compliance function for the first time
- Expanding into new geographies
- Consolidating fragmented compliance trackers
What we do
What does a compliance framework include?
Applicable laws
Identify applicable laws and compliances for your business, sector and every jurisdiction you operate in.
Compliance checklist
Prepare the compliance checklist: a structured working document capturing each obligation, its periodicity and the responsible function.
Monitoring and reporting
Set up compliance monitoring and reporting mechanisms: how status is tracked and escalated, and how it is reported to management and the board.
Automation
Automate the framework through ReguCheck or another suitable compliance tool, so it runs continuously.
How ReguCheck automates itControls and governance
Establish controls and define internal processes: the governance layer of roles, responsibilities, escalation paths and control points that sustains the framework over time.
Our approach: three stages
Identification
Questionnaires, business and operations study, review of licences, registrations, approvals and your existing compliance tracker.
Preparation
We map legislation to your operations and finalise it with your process owners, then draft the checklists and agree the risk-rating and categorisation criteria.
Deliverables
- List of applicable laws
- Compliance checklists with actionable compliances, act/rule/regulation reference, categorisation, risk rating, frequency and statutory authority
- Awareness session for process owners
What makes our compliance content different
The eight features of every checklist
- Federal, state and local level coverage
- Task-level applicability
- Drafted in an easy-to-understand way
- Forms and formats included
- Logical classification, categorisation and clubbing of compliances
- Tagging of activities and events
- Multi-level implications and impacts
- A practical approach to criticality
Compliance Audit / Assessment
Independently testing what is actually in place, against what should be.
We provide an independent assessment of your current compliance posture, whether or not MSA designed the underlying framework. The review follows a systematic method, and its findings give management full visibility and actionable insight into whether the organisation meets its statutory obligations.
Multi-siteAuto manufacturing companyplants, offices and facilities auditedYour first line of defence against regulatory risk.
- Should be
- Actually in place
- Gaps found
- Uncover gaps
- Strengthen processes
- Achieve regulatory confidence
What we review
- As-is vs practice
Compliances
The as-is status of applicable compliances against actual practice.
- Design and effectiveness
The compliance framework
Design adequacy and operating effectiveness of the framework itself.
- Complete vs universe
The compliance tool in use
Comprehensiveness and exhaustiveness relative to your actual compliance universe.
- Exposure, prioritised
Compliance risk
Assessment to identify and prioritise areas of exposure.
- Adequate and current
Compliance and statutory policies
Adequacy, currency and alignment with applicable law.
What you get
Comprehensive coverage
Comprehensive coverage across all legal domains.
What the audit gives management
Assurance
- Independent verification and validation
- Regulatory assurance to management
- Enhanced stakeholder confidence
Insight
- Comprehensive gap identification
- Objective process-improvement insights
- Performance benchmarking against standards
- Greater organisational transparency
Protection
- Proactive risk-mitigation strategies
- Legal protection and evidence preservation
Readiness
- Certification and accreditation readiness
- A practical, results-driven implementation plan
In plain terms, it helps you
- Identify gaps across every legal domain
- Prevent penalties, legal disputes and reputational damage
- Strengthen internal controls and governance
Compliance Updates & Alerts
Keeping your compliance universe current as the law changes.
Laws and regulations change continuously, and an amendment can alter obligations already on your checklist. Our structured update service keeps you ahead of that change and supports your teams in turning each update into actual practice.
Topics covered
- Compliance update
- Legal update
- Compliance alert
- Legal alert
Compliance repository
Current
Affected users notified
How does a change in the law reach your operations?
- Law changes
Periodic updates
Periodic legal updates on applicable laws, delivered on a defined cadence.
New laws
Updates and support on new legislation and compliances as they are introduced.
Impact analysis
Summary and impact analysis: what changed in the law and what it means for your operations.
Awareness
Awareness sessions for stakeholders, so relevant teams understand new obligations.
Implementation
Implementation support to incorporate compliance changes into business operations, policies and processes.
- In practice
Compliance Managed Services
Extending our team to run compliance activity on the ground.
For organisations that need ongoing execution support, in place of framework design or in addition to it, we provide practical capacity that works alongside your own team.
Best suited for
- Lean compliance teams
- Fast-growing organisations
- Businesses rolling out new regulations such as India's Labour Codes
What we provide
Secondment / deputation
Secondment / deputation of subject-matter expertise to work within your team or structure.
Compliance documents
Assistance in preparing compliance documents, including registers, forms and returns.
On-the-ground support
On-the-ground support for process owners in executing compliances day to day.
Project management
Compliance project management support, coordinating cross-functional initiatives through to completion.
ReguCheck
Automating the compliance process, end to end.
ReguCheck is our proprietary, AI-driven compliance management platform. It gives you a single, structured system of record for your entire compliance obligation set, with automated calendars, real-time alerts, audit-ready proofs, and dashboards from entity level to group level.
ListedSteel wire manufacturingsteel manufacturer, multiple entities- Automated calendars
- Real-time alerts
- Audit-ready proofs
- Entity to group dashboards
Our engagement covers
Identification of compliances
The full set of applicable laws, rules and regulatory obligations across your operations and geographies.
Mapping of checklist
Translating compliances into a structured, actionable checklist with ownership, frequency and evidentiary requirements.
Uploading of the software
Configuring and populating ReguCheck with your compliance universe, entity structure and reporting hierarchy.
Rollout and training
Deploying across the organisation and enabling process owners and compliance teams to use it consistently.
More ways we support your compliance function.
Compliance Advisory
Answers as questions arise
Ongoing advisory and support on compliance questions, including continuous compliance monitoring and advisory for multinational operations.
Policies & Process Drafting
Repositories, policies, processes
Drafting of compliance repositories, policies and processes; review of compliance and statutory policies.
Transaction Advisory
Support on business transactions
Advisory support on business transactions.
Concurrent Audit
Running alongside reporting
Concurrent audit for financial and compliance reporting.
Labour Codes Implementation
India's Labour Codes
Support to clients implementing India's Labour Codes.
Which areas of law do we cover?
- Corporate Secretarial
- Environment, Health & Safety
- Tax
- Foreign Exchange, Export/Import
- Labour, HR & Establishment
- Information Technology & Data Privacy
- Industry-Specific / Regulatory
- Social Security
Geography
See the full country list 44+
countries besides India · India and overseas
How we've helped.
- Listedmulti-entity rollout
Steel Wire Manufacturing
Service:Compliance toolRead the case study
Deployed ReguCheck for a leading listed steel manufacturing company, covering multiple entities, plants and operational locations.
- 30+countries
Aviation
Service:Compliance advisoryRead the case study
Supporting a global aviation company across more than 30 countries: monitoring compliance across diverse regulatory and operational areas and providing continuous compliance advisory.
- Multi-siteplants, offices and facilities
Auto Manufacturing
Service:Compliance auditRead the case study
Determined the current status of applicable compliances and their framework through a comprehensive audit across multiple plants, offices and facilities.
- 15+countries
IT / ITeS
Service:Compliance frameworkRead the case study
Developed a comprehensive compliance framework spanning more than 15 countries, covering diverse regulatory domains and operational requirements.
- All 7UAE emirates covered
Retail (fashion & lifestyle)
Service:Compliance frameworkRead the case study
Supported one of India's leading fashion and lifestyle companies in its expansion into GCC countries: advised on UAE compliance requirements across federal, state and municipal laws in all seven Emirates and helped prepare a comprehensive compliance framework.
Frequently asked questions
What services does MSA Consulting provide?
MSA offers five interconnected compliance services: Compliance Framework design, Compliance Audit/Assessment, Compliance Updates & Alerts, Compliance Managed Services, and the ReguCheck compliance management platform. We also provide compliance advisory, policy drafting, training and transaction advisory.
Can we use just one service?
Yes. The services can be engaged individually or as an integrated combination, depending on where your compliance function stands today and the outcome you need.
Do you audit compliance frameworks or tools that MSA did not build?
Yes. Our audit and assessment service is independent, and we review the compliance status, framework, tools and policies whether or not MSA designed them.
Which countries and laws do you cover?
We have supported clients in 44+ countries in addition to India, across corporate secretarial, environment/health/safety, tax, foreign exchange and trade, labour and HR, IT and data privacy, social security and industry-specific laws, at central, state and local levels.
How do you keep us updated when laws change?
We send periodic legal updates and new-legislation alerts, each with a summary and impact analysis, then follow up with stakeholder awareness sessions and support to embed the changes in your policies and processes. With ReguCheck, updates are also pushed into your compliance repository.
Do you offer compliance training?
Yes. We run customised, structured programmes built around case studies and real-life incidents, delivered in hybrid mode by certified trainers, with quizzes and knowledge checks.
Not sure where to start?
Tell us where your compliance function stands today, and we will recommend the right starting point.